AML compliance assistance

Overview

Turn compliance questions into a plan.

Anti-money laundering questions can be difficult to address through a generic checklist. The practical issues depend on what a business does, how it deals with customers and transactions, and the requirements that apply to its activities.

TGA can support goAML setup, customer due diligence, beneficial ownership records, risk assessments, screening, monitoring, reporting preparation and staff training. We begin with the business and its current approach, then agree a scope of work for the requirements that apply.

What we cover

Explore compliance support

How we work

A focused starting process

1. 01

   Understand the business

   We discuss your activities and the AML concerns that led you to seek support.

2. 02

   Review the current approach

   We look at the information and practices you already have in place.

3. 03

   Agree the scope

   We identify the assistance that fits the business and the questions that need specialist review.

Getting started

Helpful information to share

Sharing a few details at the start helps us understand the matter and suggest a useful next conversation.

• Description of business activities and customer types
• Current AML policies or internal procedures, if any
• Roles responsible for compliance matters
• Specific questions or deadlines you need to address

Whether a specific AML obligation applies, and what measures are required, depends on the business and current rules. The scope of TGA’s assistance is agreed for each engagement.

Official guidance: UAE anti-money laundering guidance (Ministry of Economy and Tourism)